Principles of Financial Regulation — Overview
Publications
D Awrey, W Blair and D Kershaw, 'Between Law and Markets: Is there a Role for Culture and Ethics in Financial Regulation?' (2013) 38:1 Delaware Journal of Corporate Law (forthcoming)
D Awrey, 'Complexity, Innovation and the Regulation of Modern Financial Markets' (2012) 2:2 Harvard Business Law Review 235
D Awrey, 'Regulating Financial Innovation: A More Principles-based Alternative?' (2011) 5:2 Brooklyn Journal of Corporate, Financial and Commercial Law 273
D Awrey, 'The Limits of EU Hedge Fund Regulation' (2011) 5:2 Law and Financial Markets Review 119
Courses
The courses we offer in this field are:
Postgraduate
BCL
Our taught postgraduate programme, designed to serve outstanding law students from common-law backgrounds
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Principles of Financial Regulation
Financial regulation is subject to rapid change, and its optimal content is hotly debated. This course will introduce you to the underlying principles which various forms of financial regulation seek to implement. The focus is on the financing of firms and their interaction with capital markets. Students completing this course will be able to understand the regulatory goals of market efficiency, investor protection, financial stability and competition, and the principal regulatory strategies that are employed to try to bring these about in relation to financial markets and financial institutions. The course will conclude with a consideration of the structure of financial regulators, both at the domestic and international level. Students having taken the course will be able to assess critically new developments in financial regulation and their implementation in novel contexts.The course is co-taught by Professor John Armour, Mr Dan Awrey, Professor Paul Davies, Professor Colin Mayer and Ms Jennifer Payne
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MJur
Our taught postgraduate programme, designed to serve outstanding law students from civil law backgrounds.
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Principles of Financial Regulation
Financial regulation is subject to rapid change, and its optimal content is hotly debated. This course will introduce you to the underlying principles which various forms of financial regulation seek to implement. The focus is on the financing of firms and their interaction with capital markets. Students completing this course will be able to understand the regulatory goals of market efficiency, investor protection, financial stability and competition, and the principal regulatory strategies that are employed to try to bring these about in relation to financial markets and financial institutions. The course will conclude with a consideration of the structure of financial regulators, both at the domestic and international level. Students having taken the course will be able to assess critically new developments in financial regulation and their implementation in novel contexts.The course is co-taught by Professor John Armour, Mr Dan Awrey, Professor Paul Davies, Professor Colin Mayer and Ms Jennifer Payne
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MSc (Master's in Law and Finance)
Principles of Financial Regulation
Financial regulation is subject to rapid change, and its optimal content is hotly debated. This course will introduce you to the underlying principles which various forms of financial regulation seek to implement. The focus is on the financing of firms and their interaction with capital markets. Students completing this course will be able to understand the regulatory goals of market efficiency, investor protection, financial stability and competition, and the principal regulatory strategies that are employed to try to bring these about in relation to financial markets and financial institutions. The course will conclude with a consideration of the structure of financial regulators, both at the domestic and international level. Students having taken the course will be able to assess critically new developments in financial regulation and their implementation in novel contexts.The course is co-taught by Professor John Armour, Mr Dan Awrey, Professor Paul Davies, Professor Colin Mayer and Ms Jennifer Payne
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People
Principles of Financial Regulation teaching is organized by a Subject Group convened by:
John Armour: Hogan Lovells Professor of Law and Finance
in conjunction with:
Dan Awrey: University Lecturer in Law & Finance
Paul Davies: Allen & Overy Professor of Corporate Law
Jennifer Payne: Professor of Corporate Finance Law
Wolf-Georg Ringe: Departmental Lecturer

